UK financial regulator alleges MHA failed to properly prepare client asset reports
Industry lobby groups are seeking the lighter touch of the CFTC regulation rather than SEC oversight
Corporate watchdog says ASX made ‘misleading’ statements about its clearing and settlement system
Small caps, small consequences
Announcement by chancellor Rachel Reeves comes amid global drive to increase transparency of sector
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Market-maker Virtu calls for reforms to tackle micro-cap manoeuvrings
Department of Justice alleges Citron Research founder netted at least $16mn from ‘long-running market manipulation scheme’
Financial Conduct Authority proposes changes to document issuing for share sales in next phase of listings reforms
Asset manager says US regulators could enforce ownership caps, raising costs for index-tracking funds
Prediction markets have exploded, but regulators are hitting the brakes on politics betting
The products, based on Nvidia, Tesla and GLD, provide premium income, limit capital gain, but cushion losses
Latest authorisations follow January launches of first US spot bitcoin ETFs
FSB’s Klaas Knot warns global tensions and rising debt levels increase risk of new financial crisis
Advancing new red tape based on discredited idea would only harm investors and our capital markets
Problem affecting Swift network impacted high-value and time-sensitive transactions
Millions of India’s citizens have piled into shares and options, egged on by online ‘finfluencers’, but regulators are sounding the alarm
King’s Speech sets out government’s measures to help bolster British economy
UBS’s size and complexity raises the bar for its supervision and buffers
🎶It’s the most wonderful time of the year; when the JPMorgan ETF handbook lands in our inbox 🎶
Recent Supreme Court decisions have hamstrung regulators but they will also make things much more complex
Implosion in 2021 sent shockwaves through US equity markets and cost Wall Street banks billions of dollars
Consultation by regulator finds 70% of participants favour reduction that would align with UK’s timing
Involvement by Interactive Brokers and Susquehanna boosts finance-related event contracts
From the green transition to the digital transformation, the requirement is enormous
