Regulator’s case against Prager Metis details alleged failures in examining the exchange before its collapse
I’ve had a letter from HMRC; does this mean I've made a mistake on my last tax return?
Banks have played silly endgames on capital. They win silly prizes as a result
Group was preparing for solvent exit had it not secured funding this summer
This week’s Big Question asks readers: what level of capital requirements should be mandatory for the largest banks?
Research tracking mobile data shows how some corporate insiders avoided losses by selling around the time regulatory staff visited
Law firms have been central to the biggest revamp of Britain’s capital markets in decades
Court ruling reveals that money laundering probe began in 2021
Bank of England delays start date for revised framework by six months to beginning of 2026
Bourses hope to draw listings with pitches that draw on corporate aspirations, strategy or identity
Raphael Bostic also created ‘appearance’ of benefiting from inside information, report concludes
Wall Street cop channels Plato in fresh stay-safe ad blitz
Fed vice-chair says he learnt ‘lesson of humility’ when he had to revise capital requirements plan
Report by Barclays highlights risk of potentially missing out on higher returns from investment
Central bank bows to pressure from Wall Street and Congress
Senior government official says new law is ‘an opportunity we cannot miss’ to fix issues in capital markets bill
Move by Financial Conduct Authority marks first criminal prosecution for activity widely used for money laundering
Regulator says loss-absorbing instrument does not fulfil purpose
And lets have a European SEC while we’re at it
Format has been a hit in the US, while European regulators have approved no new CLO mutual funds since 2020
Former prime minister of Italy advocates biggest overhaul of competition enforcement since creation of single market
Larger firms will have to set up an oversight board with at least one independent outsider
Policymakers and police must work together on prevention while individuals should take more responsibility
Bank announces £42mn fundraising from investors led by holding company board member
David Burt says island has ‘very strong and robust regulatory system’ following issues at private equity-linked reinsurer
